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VP Compliance Manager in New York at QBE

Date Posted: 4/3/2018

Job Snapshot

  • Employee Type:
  • Location:
    New York
  • Job Type:
  • Experience:
    Not Specified
  • Date Posted:

Job Description

Drive continuous improvement across the Corporate Compliance program by monitoring changes in the law, developing and updating policies and procedures, assessing risks, developing and implementing compliance training, implementing compliance controls and leading compliance projects and initiatives.

Primary responsibilities

  • Establish and maintain an effective training and communication program for employees, senior leaders and relevant third parties for assigned lines of business to ensure alignment with new laws and regulations
  • Conduct risk assessments across assigned lines of business and develop controls to address areas requiring risk mitigation
  • Foster a streamlined approach to corporate compliance by implementing system solutions to automate and/or strengthen compliance controls and drive efficiency and effectiveness of department initiatives
  • Drive an approach that focuses on collaboration by networking with the business as well as openly communicating and engaging with key stakeholders
  • Develop training programs to ensure the organization understands applicable compliance risk areas
  • Conduct in-person training to employees on a variety of compliance subject matters
  • Develop controls, procedures and system solutions to enhance the effectiveness of the compliance function for assigned lines of business and in accordance with organization wide mandates
  • Oversee monitoring and testing function to ensure compliance programs are working effectively and requirements are being adhered to
  • Manage regularly scheduled compliance and ethics communications and surveys designed to support the broad awareness campaign
  • Manage budgeted resources by anticipating expenditures, accurately forecasting resource needs/costs and  properly accounting for expenses to meet requirements and achieve fiscal responsibility
  • Contribute to a positive environment by demonstrating cultural expectations and guiding leaders to reward performance and value "can do" people, accountability, diversity and inclusion, flexibility, continuous improvement, collaboration, creativity and fun
  • Adopt QBE values in personal work behaviors, decision-making, contributions and interpersonal interactions; manage own career development by soliciting feedback and valuing other perspectives

Required Qualifications


  • Bachelor’s Degree or equivalent combination of education and work experience


  • 6 years relevant experience
  • Insurance industry experience; corporate compliance experience; systems background; legal background; increasing levels of responsibility

Preferred Qualifications


  • Doctoral Degree
  • Juris Doctor (J.D.)


  • Subject matter expertise in corporate compliance risk areas, including but not limited to: ethics, codes of conduct, fraud, conflicts of interest, antitrust, sanctions, anti-corruption, privacy, records management, whistleblowing, incident handling, control implementation, compliance training, developing policies and procedures, designing and implementing controls, performing monitoring activities, third party compliance and compliance reporting


  • Certified Compliance and Ethics Professional (CCEP)


  • In-depth knowledge of the insurance industry, particularly property and casualty lines of business
  • Advanced working knowledge of relevant state and federal laws and regulations


  • Use relevant information and individual judgment to determine whether events or processes comply with laws, regulations, or standards
  • Utilize personal credibility to influence others
  • Interpret and apply law to organizational policies and procedures Identify opportunities for synergy and integration
  • Use multiple resources to gather and analyze information and use logic to address work-related issues and problems
  • Effectively communicate and influence key stakeholders
  • Good presentation skills
  • Excellent at Microsoft office applications
  • Strong project management


  • Build constructive and cooperative working relationships
  • Establish a high degree of trust and credibility with others
  • Clearly and confidently convey complex information to a wide audience
  • Professional, polished, poised and positive demeanor
  • Manage multiple complex projects and responsibilities concurrently and effectively

Number of Openings:


How to Apply:

To submit your application, click "Apply" and follow the step by step process.

Equal Employment Opportunity:

QBE is an equal opportunity employer and is required to comply with equal employment opportunity legislation in each jurisdiction it operates.

The companies of QBE North America are committed to equal employment opportunities. All qualified applicants will receive consideration for employment without regard to age, disability, marital or parental status, national origin, citizenship, race, color, religion, sex, sexual orientation, or veteran status. All personal information contained in this application will be kept confidential as required by law.